Serving (and served) as Arbitrator for the following Financial Industry Regulatory Authority, Inc. (FINRA) Arbitrations:
- Del Olmo, et al. vs. UBS, et al. Case No. 14-01092
- Monroig, et al. vs. UBS, et al. Case No. 14-00655
- Payne, et al. vs. Money Concepts, et al. Case No. 13-03425
- Lefief vs. Oppenheimer, et al. Case No. 13-02713
- Grathwohl, et al. vs. Citigroup, et al. Case No. 12-00723
- Levitt, et al. vs. Securities America Case No. 10-01356
- Royal, et al. vs. Morgan Keegan Case No. 08-02951